Senior Compliance Specialist
Andrew is responsible for a wide variety of functions including all areas of compliance, with an emphasis on RIA and Fund compliance. Prior to joining TriLinc, Andrew was a Senior Operations Specialist at LPL Financial, where he was responsible for monitoring operations activities and improving risk mitigation and productivity within the company. Andrew received a B.S. in Finance from San Diego State University.
• One of Andrew's favorite feelings is standing at the aft of a cruise ship as you set sail for a new destination. He's done this numerous times and cannot think of another feeling more relaxing.
• Languages: English