Scott is responsible for oversight of the operational and compliance-related activities of the Company and its affiliates while supporting growth opportunities and ensuring effective risk management. Scott has spent his career in the investment industry and contributes more than 27 years of industry experience. Prior to joining TriLinc, Scott was the Director of Client Operations for RS Investments, a $30 billion San Francisco-based asset manager, as well as Chief Operating Officer of RS Funds Distributor, a limited purpose broker/dealer that served as the distributor for the RS Funds. While at RS Investments, Scott was responsible for the mutual fund operations team, negotiating third-party service agreements, developing policies and procedures and was instrumental in launching the broker/dealer. Scott also served as a member of the Disclosure Controls and Compliance Systems Committees and chaired the Distribution Oversight Committee. Scott graduated from San Diego State University with a B.S. in Financial Services. Scott has also served as a panelist at industry events covering a broad range of topics from distribution to compliance.
• Many years ago I played on an “all-star” basketball team that traveled to Shenzhen China and defeated two teams, one of which was billed as the Southern China Champs.
• I consider myself to be a numismatist, a hobby I shared with my grandparents.
• Languages: English